69 KENANGA INVESTMENT BANK BERHAD Annual Report 2022 CORPORATE GOVERNANCE OVERVIEW STATEMENT RISK, COMPLIANCE AND OVERSIGHT • Monthly Regulatory Reports and Compliance Reports • Regulatory Audit/ Examinations Reports • Monthly Risk Management Reports • Extension of Targeted Assistance Post COVID-19 Moratorium and Subsequent Updates • Monthly Share Margin Financing Reports by Credit Equity Broking • Business Continuity Plan and Disaster Recovery Plan Test Matrix for 2023 • MY HORIZON 2020/Vol 5: BNM’s Operational Risk Report for Financial Industry • Review of Existing and Establishment of New Policies and Frameworks • Operational Risk Scenario Analysis Assessment Review 2022 • Recovery Time Objectives and Maximum Tolerable Downtime of Critical Business Functions for 2023 • Internal Capital Adequacy Assessment Process (ICAAP) for 2021 • Operational Risk Capital Charge Assessment for 2021 • 2022 Equity Broking Short Term Equity Proprietary Trading Portfolio, Business Plan and Proposed Market Risk Limits • Credit Proposals Recommended/ Approved by the Group Credit Committee • Monthly Connected Parties Exposure Reports • Monthly Reports on Recovery Status for KIBB Corporate Loans and Impaired Equity Accounts (With Impairment Provisions) • Recurrent Related Party Transaction Entered into by KIBB and Its Subsidiaries • Proposals Relating to the Structured Warrants Business • Quarterly Cyber Security Updates • Pillar 3 Disclosure as at 31 December 2021 • Half-Yearly Review on Shariah Committee’s Decisions • Annual Attestation of Products Issued in 2021 • Renewal of Insurance Policies in Respect of Comprehensive Crime Professional Indemnity Insurance, Directors and Officers Liabilities Insurance and Cyber Security Insurance • 2022 Group Outsourcing Plan • KIBB’s Sustainability Report and Sustainability Statement and Sustainability Targets • KIBB’s 2022 Materiality Matrix Validation, Task Force on Climate-related Financial Disclosures Roadmap 20232024 and Sustainability Roadmap 2023-2025 • Statement on Risk Management and Internal Control • Report on Independent Review of Kenanga’s Anti-Bribery and Corruption Compliance Program • Kenanga Research Macroeconomic Outlook Summary • Group Operations Report • Proposals Relating to Quant Business • Regulatory EDGE: Regulatory Issuances Impact Review for the First (1st) Half of 2022 • BNM Semi-Annual Stress Testing Report for Position as of 30 June 2022 GOVERNANCE • Appointments and Re-Appointments of Directors within KIBB Group • Review of Compositions of the Boards and Board Committees of KIBB and Its Subsidiaries • Revision to the Terms of Reference of the Audit Committee, Group Outsourcing & Procurement Committee, Group Risk Committee and Group Executive Committee • Reports by Board Committees on Matters Discussed at the Respective Board Committees’ Meetings • Assessment on the Fitness and Propriety and Re-Appointment of Members of Shariah Committee of KIBB and Review of Their Remuneration • Annual Performance Evaluation for the Board, Board Committees and Individual Directors for the Financial Year Ended 31 December 2021 Together with the Annual Assessment on Independence and Fit and Proper Criteria • Directors’ Training Calendar for 2022 and Status Report on KIBB Group Directors’ Training for 2021/ 2022 • Remuneration and Benefits for Directors of KIBB Group • Notification by Directors and Principal Officers in Relation to Dealings in the Securities of KIBB • Re-Appointment of Datuk Chay Wai Leong, the Group Managing Director (“GMD”) of KIBB as a Member of the Sustainability and Development Committee of Bursa Malaysia Berhad (“Bursa Malaysia”)
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